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THE RISE OF THE CIVILIZATION-STATE

The world has become accustomed to thinking in terms of the nation-state. It is one of the great legacies of the era of European domination. Nations that are not yet nation-states aspire to become one. The nation-state enjoys universal acceptance as the primary unit and agency of the international system. Since the 1911 Revolution, even China has sought to define itself as a nation-state. But, as we have seen, China is only latterly, and still only partially, a nation-state: for the most part, it is something very different, a civilization-state. As Lucian Pye argued:

China is not just another nation-state in the family of nations. China is a civilization pretending to be a state. The story of modern China could be described as the effort by both Chinese and foreigners to squeeze a civilization into the arbitrary and constraining framework of a modern state, an institutional invention that came out of the fragmentation of Western civilization. [1243]

It is this civilizational dimension which gives China its special and unique character. Most of China ’s main characteristics pre-date its attempts to become a nation-state and are a product of its existence as a civilization-state: the overriding importance of unity, the power and role of the state, its centripetal quality, the notion of Greater China, the Middle Kingdom mentality, the idea of race, the family and familial discourse, even traditional Chinese medicine.

Hitherto, the political traffic has all been in one direction, the desire of Chinese and Westerners alike to conform to the established Western template of the international system, namely the nation-state. This idea has played a fundamental role in China ’s attempts to modernize over the last 150 years from a beleaguered position of backwardness. But what happens when China no longer feels that its relationship with the West should be unidirectional, when it begins to believe in itself and its history and culture with a new sense of confidence, not as some great treasure trove, but as of direct and operational relevance to the present? That process is well under way [1244] and can only get stronger with time. This will inexorably lead to a shift in the terms of China ’s relationship with the international system: in effect, China will increasingly think of itself, and be treated by others, as a civilization-state as well as a nation-state. As we saw in Chapter 9, this has already begun to happen in East Asia and in due course it is likely to have wider global ramifications. Instead of the world thinking exclusively in terms of nation-states, as has been the case since the end of colonialism, the lexicon of international relations will become more diverse, demanding room be made for competing concepts, different histories and varying sizes.

THE RETURN OF THE TRIBUTARY SYSTEM

The Westphalian system has dominated international relations ever since the emergence of the modern European nation-state. It has become the universal conceptual language of the international system. As we have seen, however, the Westphalian system has itself metamorphosed over time and enjoyed several different iterations. Even so, it remains what it was, an essentially European-derived concept designed to make the world conform to its imperatives and modalities. As a consequence, different parts of the world approximate in differing degrees to the Westphalian norm. Arguably this congruence has been least true in East Asia, where the legacy of the tributary state system, and the presence of China, mean that the Westphalian system exists in combination with, and on top of, pre-existing structures and attitudes. The specificity of the East Asian reality is illustrated by the fact that most Western predictions about the likely path of interstate relations in the region since the end of the Cold War and the rise of China have not been borne out: namely, that there would be growing instability, tension and even war and that the rise of China would persuade other nations to balance and hedge against it. In the event, neither has happened. There have been fewer wars since 1989 than was the case during the Cold War, and there is little evidence of countries seeking to balance against China: on the contrary, most countries would appear to be attempting to move closer to China. [1245] This suggests that the modus operandi of East Asia is rather different to elsewhere and contrasts with Western expectations formed on the basis of its own history and experience. A fundamental feature of the tributary state system was the enormous inequality between China and all other nations in its orbit, and this inequality was intrinsic to the stability that characterized the system for so long. It may well be that the new East Asian order, now being configured around an increasingly dominant China, will prove similarly stable: in other words, as with the tributary system, overweening inequality breeds underlying stability, which is the opposite to the European experience, where roughly equal nation-states were almost constantly at war with each other over many centuries until 1945, when, emerging exhausted from the war, they discovered the world was no longer Eurocentric. [1246]

The idea that East Asia in future will owe as much to the tributary system as the Westphalian system will inevitably influence how China views the wider international system. Moreover if East Asia, as the most important region in the world, operates according to different criteria to other parts of the global system, then this is bound to colour behaviour and norms elsewhere. In other words, the tributary state system will not only shape China ’s outlook but, in the context of its global hegemony, also serve to influence the international system more widely. As the writer David Kang suggests, the modalities of East Asia in terms of interstate relations, from being ignored or marginalized until the end of the Cold War, will increasingly assume the role of one of the world’s major templates. [1247]

Two key characteristics of the tributary system were the overwhelming size of China in comparison with its neighbours and a mutual acceptance of and acquiescence in Chinese superiority. In the era of globalization, these characteristics, certainly the first, might be transferred on to a wider canvas. Such will be the relative economic size and power of China that it is likely to find itself in relationships of profound inequality with many countries outside, as well as within, East Asia; as a result, they are likely to find themselves highly dependent on China. The most obvious example of this is Africa and to a lesser extent various Latin American countries like Peru and Bolivia; in other words, developing countries which are predominantly commodity-producers. [1248] As China ’s voracious appetite for raw materials grows apace, more and more such countries are likely to enter into its orbit. It has even been mooted that China might lease, or even buy, overseas farmland in Latin America and Australia in order to boost its supply of food. [1249] There is an understandable tendency to see China ’s emergent relationship with these countries in the same terms as those of the West, past and present. This, however, is to underestimate the difference between China and the West, and therefore the novelty of the situation. Given the huge disparity in size, rather than seeing it in basically colonial or neocolo nial terms, perhaps it would be more appropriate to think of this relationship in neo-tributary terms. To what extent the other characteristic of the tributary system — an acceptance of China ’s cultural superiority — might also become a factor is more difficult to judge, although, in light of the Chinese mentality, there will certainly be powerful elements of this. It is important, however, to place these points in a broader context. China ’s rise will be accompanied by that of other major developing countries, such as India and Brazil, and these are likely to act in some degree as a constraint on China ’s power and behaviour.

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[1243] Lucian W. Pye, The Spirit of Chinese Politics (Cambridge, Mass.: Harvard University Press, 1992), p. 235.

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[1244] Suisheng Zhao, A Nation-State by Construction: Dynamics of Modern Chinese Nationalism (Stanford: Stanford University Press, 2004), pp. 147-9.

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[1245] David C. Kang, ‘Getting Asia Wrong: The Need for New Analytical Frameworks’, International Security, 27: 4 (Spring 2003), pp. 57, 61-5.

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[1246] Ibid., pp. 66-8, 79–82.

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[1247] Ibid., pp. 57–85.

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[1248] It is noteworthy that in 2006 the Chinese government committed to establish special economic enclaves in five African countries where Chinese businesses are to enjoy privileged treatment as well as preferential access to Chinese capital and African markets; Chris Alden, Daniel Large and Ricardo Soares de Oliveira, eds, China Returns to Africa: A Rising Power and a Continent Embrace (London: Hurst, 2008), pp. 357-8.

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[1249] ‘ China “May Lease Foreign Fields”’, 29 April 2008, posted on www.bbc. co.uk/news.