When, using these techniques, the yogin meditated on the doctrines of his dhamma, he experienced them so vividly that a rational formulation of these truths paled in comparison. This was what Alara Kalama had meant by “direct” knowledge, since the delusions and egotism of normal consciousness no longer came between the yogin and his dhamma; he “saw” it with new clarity, without the distorting film of subjective associations. These experiences are not delusions. The psychophysical changes wrought by pranayama and the disciplines that taught the yogin to manipulate his mental processes and even to monitor his unconscious impulses did bring about a change of consciousness. The skilled yogin could now perform mental feats that were impossible for a layman; he had revealed the way the mind could work when trained in a certain manner. New capacities had come to light as a result of his expertise, just as a dancer or an athlete displays the full abilities of the human body. Modern researchers have noted that during meditation, a yogin’s heart rate slows down, his brain rhythms go into a different mode, he becomes detached neurologically from his surroundings and acutely sensitive to the object of his contemplation.
Once he had entered his trance (jhana), the yogin progressed through a series of increasingly deep mental states, which bear little relation to ordinary experience. In the first stage of jhana, he would become entirely oblivious to the immediate environment, and feel a sensation of great joy and delight, which, a yogin could only assume, was the beginning of his final liberation. He still had occasional ideas, and isolated thoughts would flicker across his mind, but he found that for the duration of this trance he was beyond the reach of desire, pleasure or pain, and could gaze in rapt concentration on the object, symbol or doctrine that he was contemplating. In the second and third jhanas, the yogin had become so absorbed in these truths that he had entirely stopped thinking and was no longer even conscious of the pure happiness he had enjoyed a short while before. In the fourth and final jhana, he had become so fused with the symbols of his dhamma that he felt he had become one with them, and was conscious of nothing else. There was nothing supernatural about these states. The yogin knew that he had created them for himself, but, not surprisingly, he did imagine that he was indeed leaving the world behind and drawing near to his goal. If he was really skilled, he could go beyond the jhanas, and enter a series of four ayatanas (meditative states) that were so intense that the early yogins felt that they had entered the realms inhabited by the gods. The yogin experienced progressively four mental states that seemed to introduce him to new modes of being: a sense of infinity; a pure consciousness that is aware only of itself; and a perception of absence, which is, paradoxically, a plenitude. Only very gifted yogins reached this third ayatana, which was called “Nothingness” because it bore no relation to any form of existence in profane experience. It was not another being. There were no words or concepts adequate to describe it. It was, therefore, more accurate to call it “Nothing” than “Something.” Some have described it as similar to walking into a room and finding nothing there: there was a sense of emptiness, space and freedom.
Monotheists have made similar remarks about their experience of God. Jewish, Christian and Muslim theologians have all, in different ways, called the most elevated emanations of the divine in human consciousness “Nothing.” They have also said that it was better to say that God did not exist, because God was not simply another phenomenon. When confronted with transcendence or holiness, language stumbles under impossible difficulties, and this kind of negative terminology is one way that mystics instinctively adopt to emphasize its “otherness.” Understandably, those yogins who had reached these ayatanas imagined that they had finally experienced the illimitable Self that resided in the core of their being. Alara Kalama was one of the few yogins of his day to have attained the plane of “Nothingness”; he claimed that he had “entered into” the Self which was the goal of his quest. Gotama was an incredibly gifted student. Yoga usually required a long apprenticeship that could last a lifetime, but in quite a short time, Gotama was able to tell his master that he had reached the plane of “Nothingness” too. Alara Kalama was delighted. He invited Gotama to become his partner in the leadership of the sangha, but Gotama refused. He also decided to leave Alara Kalama’s sect.
Gotama had no problem with the yogic method and would use it for the rest of his life. But he could not accept his master’s interpretation of his meditative experience. Here he showed the skepticism about metaphysical doctrines that would characterize his entire religious career. How could the state of “Nothingness” be the unconditioned and uncreated Self, when he knew perfectly well that he had manufactured this experience for himself? This “Nothingness” could not be absolute, because he had brought it about by means of his own yogic expertise. Gotama was ruthlessly honest and would not allow himself to be gulled by an interpretation that was not warranted by the facts. The elevated state of consciousness that he had achieved could not be Nibbana, because when he came out of his trance, he was still subject to passion, desire and craving. He had remained his unregenerate, greedy self. He had not been permanently transformed by the experience and had attained no lasting peace. Nibbana could not be temporary! That would be a contradiction in terms, since Nibbana was eternal. The transitory nature of our ordinary lives was one of the chief signs of dukkha and a constant source of pain.
But Gotama was ready to give this reading of the yogic experience one last try. The plane of “nothingness” was not the highest dyatana. There was a fourth plane, called “neither-perception-nor-nonperception.” It could be that this highly refined state did lead to the Self. He heard that another yogin called Uddaka Ramaputta had achieved the rare distinction of reaching this exalted dyatana, so he went to join his sangha in the hope that Uddaka could guide him to this peak yogic trance. Yet again, he was successful, but when he came back to himself, Gotama still found that he was prey to desire, fear and suffering. He could not accept Uddaka’s explanation that when he had entered this final yogic plane he had experienced the Self. Was what these mystics called the eternal Self perhaps simply another delusion? All that this type of yoga could do was give practitioners a brief respite from suffering. The metaphysical doctrine of Samkhya-Yoga had failed him, since it could not bring even a gifted yogin any final release.
So Gotama abandoned yoga for a time and turned to asceticism (tapas), which some of the forest-monks believed could burn up all negative kamma and lead to liberation. He joined forces with five other ascetics and they practiced their exacting penances together, though sometimes Gotama sought seclusion, running frantically through the groves and thickets if he so much as glimpsed a shepherd on the horizon. During this period, Gotama went either naked or clad in the roughest hemp. He slept out in the open during the freezing winter nights, lay on a mattress of spikes and even fed on his own urine and feces. He held his breath for so long that his head seemed to split and there was a fearful roaring in his ears. He stopped eating and his bones stuck out “like a row of spindles… or the beams of an old shed.” When he touched his stomach, he could almost feel his spine. His hair fell out and his skin became black and withered. At one point, some passing gods saw him lying by the roadside, showing so few signs of life that they thought he had died. But all this was in vain. However severe his austerities, perhaps even because of them, his body still clamored for attention, and he was still plagued by lust and craving. In fact, he seemed more conscious of himself than ever.